UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
(Amendment No. 3)*
USEC, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
90333E207
(CUSIP Number)
October 31, 2013
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 90333E207 | 13G | Page 2 of 5 Pages | ||
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Global X Management Company LLC | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ¨ Not Applicable (b) ¨ Not Applicable | |||
3. | SEC USE ONLY | |||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER 263,743 | ||
6. | SHARED VOTING POWER 0 | |||
7. | SOLE DISPOSITIVE POWER 263,743 | |||
8. | SHARED DISPOSITIVE POWER 0 | |||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 263,743 | |||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨ Not Applicable | |||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.33% | |||
12. | TYPE OF REPORTING PERSON (see instructions) IA | |||
CUSIP No. 90333E207 | 13G | Page 3 of 5 Pages | ||||
Item | 1. | |||||
(a) | Name of Issuer | |||||
USEC, Inc. | ||||||
(b) | Address of Issuer’s Principal Executive Offices 2 Democracy Center 6903 Rockledge Drive Bethesda, MD 20817 | |||||
Item 2.
(a) | Name of Person Filing Global X Management Company LLC, 22-3978238 | |
(b) | Address of the Principal Office or, if none, residence Global X Management Company LLC 623 Fifth Avenue, 15th floor New York, NY 10022 | |
(c) | Citizenship Delaware | |
(d) | Title of Class of Securities Common Stock | |
(e) | CUSIP Number 90333E207 | |
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) | | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | x | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |
(h) | | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | | Group, in accordance with §240.13d-1(b)(1)(ii)(J). | |
CUSIP No. 90333E207 | 13G | Page 4 of 5 Pages | ||
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned: 263,743 | |||
(b) | Percent of class: 5.33% | |||
(c) | Number of shares as to which the person has: | |||
(i) | Sole power to vote or to direct the vote 263,743 | |||
(ii) | Shared power to vote or to direct the vote None | |||
(iii) | Sole power to dispose or to direct the disposition of 263,743 | |||
(iv) | Shared power to dispose or to direct the disposition of None | |||
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨. Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Global X Uranium ETF, an investment company registered under the Investment Company Act of 1940, has the right to receive dividends from, and the proceeds from the sale of the shares reported by Global X Management Company LLC.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not Applicable
Item 8. Identification and Classification of Members of the Group.
Not Applicable
Item 9. Notice of Dissolution of Group.
Not Applicable
Item 10. Certification.
(a) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(b): | |||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | ||||
(b) | The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): | |||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | ||||
CUSIP No. 90333E207 | 13G | Page 5 of 5 Pages | ||
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
November 8, 2013 Date |
/s/ Bruno del Ama Signature |
Bruno del Ama, Chief Executive Officer Name/Title |